Manager/Assistant Director – Investment Compliance

I’m currently partnering with a reputable asset management firm on newly created opportunities within their Regional Governance & Controls team.

This is an excellent opportunity for candidates looking for:

✔ Strong regional exposure across Asia markets

✔ High autonomy and visibility within the function

✔ Exposure working closely with Fund Managers and other senior stakeholders

✔ Having a strong platform to broaden governance, controls, and investment compliance experience

✔ Leadership and progression opportunities within a growing regional team

The role will focus on:

• Investment compliance governance and controls

• Pre and post-trade monitoring activities

• Investment guideline interpretation and rule assurance

• Aladdin coding / monitoring oversight

• Stakeholder management across Investments, Compliance, and Risk

• Process improvement and governance enhancement initiatives

What they are looking for:

🔹 Assistant Director

• Strong investment compliance and Aladdin coding experience

• Strong stakeholder management skills

• Experience engaging with Fund Managers and regional stakeholders

• Governance framework / SOP enhancement experience would be advantageous

• Leadership experience is a plus

🔹 Manager

• Experience within investment compliance monitoring

• Exposure to pre/post-trade compliance activities

• Some Aladdin coding exposure

• Strong learning mindset and ability to work within a regional environment

Open to candidates from asset management / buy-side investment compliance backgrounds.

If this sounds relevant or you would like to find out more, feel free to reach out for a confidential discussion.

Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R22109060 | JL